Compliance Officer with focus on Securities Compliance

  • Jornada Completa
  • Luxembourg
  • Publicado hace 2 semanas

Julius Baer

Julius Baer is the leading Swiss private banking group with a focus on servicing and advising sophisticated private clients and a premium brand in global wealth management. That is why a comprehensive range of services and first-class service quality are essential – as are the committed teams that provide them.

COMPLIANCE OFFICER (m/f) with focus on Securities Compliance


  • Participate in/manage substantial regulatory projects and the enhancement of regulatory processes
  • Work independently in the different areas of Compliance with a focus on Securities Compliance
  • Deep knowledge with regard to Securities Compliance (especially MiFID I / II) and market abuse (MAD / MAR) 
  • Deep knowledge in high sophisticated private banking products, preferably due to a capital markets / investment banking background
  • Basic Know-how in KYC and AML (Client Onboarding, Review, AML)
  • Provide advice to and liaise with local Management and all stakeholders on compliance issues.
  • Regular and ad-hoc reporting to Compliance Head Office and to local Management
  • Update of the local management on regulatory changes


  • University degree or equivalent education in economics / trainings in compliance
  • Detailed knowledge and understanding of the local and European regulatory framework
  • Profound experience in the banking industry specializing in Compliance (focus Securities Compliance), Risk Management or Audit.
  • Work on own initiate, take responsibility
  • Ability to go along with different cultural backgrounds
  • Able to negotiate or design pragmatic and yet effective solutions
  • Fluent in English oral and written, additional languages (especially French and Spanish) are considered as an asset.
  • Highly developed process and project skills
  • Advanced skills in structured working methods

The position is available as of 1 January 2018.

Please be informed that we will need to ask for a valid criminal record of every candidate by signing an offer with Bank Julius Baer Luxembourg.

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